What is the opportunity?
Our client is a specialist provider of asset services, custody, payments and treasury services. Founded in 1864, they are the 10th largest bank worldwide and the 5th in North America, as measured by market capitalization. They are among a small group of highly rated global banks and are recognized time and time again for our financial strength, market leadership and philanthropic work.
The employee has a direct impact on the ability of the Bank to assess
the risks posed by potential, new or existing customers and to
mitigate those risks before the client can enter into a transaction with
the Bank.
Region: EMEA
Working Hours: 3pm-12am / 4pm-1am
What will you do?
- To ensure that Know Your Client (KYC) due diligence and information is collected prior to establishing any client relationship in accordance with Anti-Money Laundering (AML) Compliance regulations and RBC policies.
- Perform quality checks on Know Your Client (KYC) / Client Due Diligence (CDD) documents prepared by the KYC Client Onboarding Team.
- Identify and document quality errors or process gaps and provide constructive feedback to KYC Client Onboarding Team.
- Maintain accurate QC results tracking and reporting to UK QC Team Lead and Manager.
- Directly report to the KYC UK QC VP
- Working closely with team members in Global KYC Refresh Team and KYC Client Onboarding Teams in US, CAN and APAC
- Working closely with AML Global Compliance and GES. Maintain and build relationships with the Front Office
- Developing appropriate project management procedures and tools for all major activities; assisting members of the organization in the use of project management methods and tools.
- Determining needs and suggesting solutions for administrative improvements in procedures, processes or systems to support other functions.
- Identifying needs and suggesting solutions for customization or alterations of technical tools to support unusual or new business requirements.
What do you need to succeed?
Must-have
- Minimum 2 years of relevant KYC experience and preferably 1 year of KYC QC experience with a financial institution, preferably in Capital Markets
- BA / BS or equivalent
- In-depth knowledge of local and global KYC/AML, Capital Markets industry, or taxation
- Familiarity with Capital Markets products, trade systems and business lines.
Nice-to-have
- KYC knowledge
- Operations or Technology degree, background, or experience
- Familiarity with RBC organization, systems, and business.
Job Skills
Active Learning, Adaptability, Business Appraisals, Critical Thinking, Customer Service, Decision Making, Effectiveness Measurement, Operational Delivery, Process Improvements
