We are seeking a highly motivated and detail-oriented Compliance Associate to report to the Chief Compliance Officer (CCO). In this role, you will support the CCO with implementing and administering the compliance program. We are looking for someone who shares our values, is a team player but can work independently, and who thrives in a dynamic environment.
What you’ll be doing (ie. job duties):
- Support with embedding a robust compliance framework that meets our organisational needs.
- Support in maintaining governance and oversight arrangements.
- Support the implementation of new compliance controls or requirements, and enhancements to existing controls.
- Contribute to the compliance risk assessment processes to identify, evaluate, and mitigate regulatory risks effectively.
- Review and update compliance policies and procedures to ensure they remain current and effective.
- Support the timely remediation of audit findings, regulatory feedback, or internally identified issues, ensuring closure and documentation in accordance with local standards.
- Support with management of regulatory engagement, ensuring timely and accurate responses to inquiries.
- Drive regulatory reporting framework.
- Drive small adhoc targeted projects focusing on elements of the UK compliance program.
- From time to time, provide assistance to the Compliance Department by completing other activities over and above those listed in the duties listing, appropriate to your skills and experience.
What we look for in you (ie. job requirements):
- 3+ years prior experience in Compliance or risk management roles.
- A good understanding of UK regulatory requirements e.g. MiFID requirements, SMCR, Fin Prom, DISP, Consumer Duty and those relating to e-money firms.
- Capacity to meet deadlines while maintaining quality standards and ensuring effective time management.
- Ability to thrive in fast-paced remote environment.
- Keen interest in digital assets.
- Team player, willing to tackle tasks large or small.
- Organised and detail-oriented.
- Strong in collaboration and liaising with stakeholders to move processes forward.
Nice to haves:
- Professional Compliance or finance qualification and membership of a recognised professional body would be advantageous, but not a prerequisite.
- Experience working at or with crypto exchanges or fintech companies.
