Role Description
- Deutsche Bank (the “Bank”) has established the Controls Testing & Assurance department (“CT&A”) that performs independent Assurance for and on behalf of the Bank’s Compliance and Anti Financial Crime (AFC) Department. CT&A is responsible for providing Design and Operating Effectiveness Testing and certain sample-based Monitoring activities focused on the controls/processes/frameworks that manage Compliance and AFC Risks and adherence to applicable global Financial Crime and Compliance regulations and related Bank policies.
- CT&A’s Assurance personnel are divided into regional teams across the world including a sizeable footprint in India.
- The role is within the CT&A team based in either Mumbai or Bangalore and reports to the CT&A Head for Singapore and South-East Asia
Your key responsibilities
- Working with the CT&A team to support efficient high-quality execution and delivering of Testing, including:
- Assist in the execution of feasibility and scoping of Assurance work, undertake testing fieldwork, report findings and validate issue remediation in accordance with CT&A methodology and regulatory requirements
- Documenting underlying work and communicating testing results using high quality reports
- Escalate issues with proposed solutions to the Review Owner in a timely manner
- Ensuring that the reviews remain aligned to the global framework whilst supporting continuous improvement of the Testing program.
- For identified findings enable read across (e.g. with other countries or divisions) to allow continuous improvement of controls and processes
- Assist the Team Lead and Regional Head with other projects, as necessary
Your skills and experience
- Good understanding of compliance and internal controls
- Working knowledge of international banking business and products
- Strong communication skills, both written and verbal, with an ability to communicate effectively with second line functions, the line of business, and technical team members,
- with the ability to influence stakeholders
- An enthusiastic team player; able to build strong, open dialogue-based relationships with relevant Stakeholders
- Challenge mindset
- Able to manage many competing deliverables effectively for on-time delivery
Education | Certification (Recommended):
- Bachelor’s degree (any stream) from an accredited college or university
- Chartered Accountancy – Industrial training after Intermediate exam
